Licenses & Reporting

As an Australian financial services (AFS) licence holder authorised to deal with Retail investors, Turner Securities operates within the Regulatory Guidelines of the Australian Securities and Investment Commission (ASIC) and provides quarterly and annual reporting to the Australian Prudential Regulatory Authority (APRA).

Turner Securities also has an appointed Trustee monitoring its compliance against policy and reporting obligations. Financial and compliance audits are undertaken twice yearly by an independent Auditor approved by the Board and Trustee.

Turner Securities is headed by its Managing Director, Ken Flint, who has more than 50 years of experience in banking, finance, broking and funds management.

He is joined by three independent non-executive Directors that make up the Board of Turner Securities, and together bring further 100+ years of experience across broad sectors, industries and services, including banking and finance, accounting, financial planning, funds management, property valuation and property development.

Meet the Board